Mr. Watchlist’s DesigNation

Episode 17 (“The case of the missing email”) Show Notes

State Department Press Release

https://www.state.gov/the-united-states-sanctions-chinese-state-owned-entity-for-its-role-in-corruption-in-cambodia/

Treasury Department Press Release

https://home.treasury.gov/news/press-releases/sm1121

Commerce Department Press Release (South China Seas Military Island Construction)

https://www.commerce.gov/news/press-releases/2020/08/commerce-depart...

Episode 16 (“Sprechen Sie Settlements?”) Show Notes

Deutsche Bank Enforcement Action - 2020

https://home.treasury.gov/system/files/126/20200909_DBTCA.pdf

Deutsche Bank Enforcement Action - 2013

https://home.treasury.gov/system/files/126/20130905_DBTCA.pdf

Apple Inc. Enforcement Action

https://home.treasury.gov/system/files/126/20191125_apple.pdf

Cobham Holdings Enforcement Action

https://home.treasury.gov/system/files/126/20181127_metelic...

Episode 14 (Vitamin K deficiency) Show Notes

Analysis of Iranian oil seizure

https://kobrekim.com/news/evelyn-sheehan-us-seizure-iranian-oil-venezuela-sandp-global-platts

Cuban Journalist Release Press Statement

https://www.state.gov/on-the-overdue-release-of-cuban-journalist-roberto-quinones/

Venezuela Prisoner Release Press Statement

https://www.state.gov/recent-developments-in-venezuela/

Chinese Diplomatic Restrictions Press Statement

...

Episode 13 (A Guide for the Perplexed) Show Notes

Multiagency North Korea Ballistic Missile Procurement Advisory

https://home.treasury.gov/system/files/126/20200901_nk_ballistic_missile_advisory.pdf

Explanation of GOST Standard:

https://www.certificator.eu/en/certification-handbook/what-is-gost.html

ASTM website (About US page)

https://www.astm.org/ABOUT/overview.html

AISI website (About page)

https://www.steel.org/about-aisi

UNS explanati...

Episode 11 (“A sanction by any other name”) Show Notes

August 26, 2020 Commerce Department Press Release

https://www.commerce.gov/news/press-releases/2020/08/commerce-department-adds-24-chinese-companies-entity-list-helping-build

August 26, 2020 State Department Press Release

https://www.state.gov/u-s-imposes-restrictions-on-certain-prc-state-owned-enterprises-and-executives-for-malign-activities-in-the-south-china-sea/

July 15, 2020 St...

Episode 10 (“So say we all”) Show Notes

Joint Statement on BSA Due Diligence for PEPs

https://www.fincen.gov/sites/default/files/shared/PEP%20Interagency%20Statement_FINAL%20508.pdf

FinCEN Advisory (contains definition of Senior Foreign Political Figures)

https://www.fincen.gov/sites/default/files/advisory/2018-07-03/PEP%20Facilitator%20Advisory_FINAL%20508%20updated.pdf

FATF PEP Recommendations

https://www.fatf-gafi.org/media/fatf/docum...

Episode 7 (why small fry?) Show Notes

OFSI Notice for North Korean sanctions amendments:

https://assets.publishing.service.gov.uk/government/uploads/system/uploads/attachment_data/file/906373/Notice_DPRK_2020_1129.pdf

Treasury Press Release on Syrian Scientific Studies and Research Center Staff:

https://www.treasury.gov/press-center/press-releases/Pages/sm0056.aspx

UK Independent Reviewer website:

https://terrorismlegislationreviewer.ind...

Episode 6 (“Do as I say...”) Show Notes

OFAC Humanitarian Aid Fact Sheet

https://www.treasury.gov/resource-center/sanctions/Programs/Documents/covid19_factsheet_20200416.pdf

Swiss Humanitarian Trade Arrangement Press Release (US Treasury)

https://home.treasury.gov/news/press-releases/sm919

Humanitarian Trade with Iran Guidance (October 2019)

https://www.treasury.gov/resource-center/sanctions/Programs/Documents/iran_humanitarian_20191025....

Episode 5 Show Notes

OFAC Civil Penalties and Enforcement Information page:

https://www.treasury.gov/resource-center/sanctions/CivPen/Pages/civpen-index2.aspx

OFAC Enforcement Guidelines:

https://www.ecfr.gov/cgi-bin/text-idx?SID=ccac94aaa0387efe2a9c3fca2dc5a4ab&mc=true&node=ap31.3.501_1901.a&rgn=div9

August 11, 2020 OFAC Enforcement Action:

https://www.treasury.gov/resource-center/sanctions/CivPen/Documents/2...

Show Notes Episode 4

Kollmorgen Corporation enforcement action

https://www.treasury.gov/resource-center/sanctions/CivPen/Documents/20190207_kollmorgen.pdf

Foreign Sanctions Evaders (FSE) List

https://www.treasury.gov/resource-center/sanctions/SDN-List/Pages/fse_list.aspx

CAATSA 231 List

https://www.state.gov/caatsa-section-231d-defense-and-intelligence-sectors-of-the-government-of-the-russian-federation/

CAATSA 231 BISN page

https://www.st...

Show Notes Episode 3

OFAC Notice of 7/31/2020

https://www.treasury.gov/resource-center/sanctions/OFAC-Enforcement/Pages/20200731.aspx

and associated State Department press release

https://www.state.gov/on-sanctioning-human-rights-abusers-in-xinjiang-china/

Deutsche Bank Mirror Trading - NY Department of Financial Services Press Release

https://www.dfs.ny.gov/reports_and_publications/press_releases/pr1701301

Non-SDN Palestinian Legislative...

Show Notes for Episode 2

Resources for today’s show:

On the Russian oligarchs’ involvement in the art market

Congressional probe: Russian oligarchs using art to evade sanctions(Politico)

https://www.politico.com/news/2020/07/29/probe-russian-oligarchs-evade-art-sanctions-386154

Non-Stick Sanctions resources:

A Framework for OFAC Compliance Commitments (“Framework Document”)

A Framework for OFAC Compliance Commitments

OFAC Enforcement Guide...

Show Notes for 7/28/2020 Mr. Watchlist’s DesigNation

Resources to go along with today’s episode:

March 2020 United Nations Panel of Experts Report (1718 Committee) -

https://www.securitycouncilreport.org/atf/cf/%7B65BFCF9B-6D27-4E9C-8CD3-CF6E4FF96FF9%7D/S_2020_151.pdf

March 2020 U.S. Multi-Agency (Treasury / State / Coast Guard) global advisory for Maritime Industry, Energy and Metals Sectors -

https://www.treasury.gov/resource-center...