Series 7 Whisperer
The Series 7 Whisperer is the voice in your head you wish you had while studying. Hosted by a retired NYSE trader and FINRA principal with 37 years on the Street, this podcast cuts through the noise to deliver the raw, real, and testable truths behind the Series 7 exam. No fluff. No filler. Just the stuff that gets you paid. Whether you’re cramming before test day or grinding through options, suitability, and regs, this is your shortcut to passing with swagger.
Episodes
n this first installment of our Series 7 Content Outline walkthrough, we dive deep into Function 1 and Function 2—critical foundational areas that set the stage for success on the exam. 🚀 What You’ll Learn in This Video: Function 1: Seeks Business Learn the ins and outs of engaging new and existing clients effectively. We cover communication standards, marketing best practices, and regulatory approvals required under FINRA and SEC...
I am going through the SIE exam content outline and covering the important topics
A casual conversation about Equities Common, Preferred and ADRs
im trying out a new format... please let me know what you think in the comments
Today we’re diving into a controversial global power play: how China claims “developing nation” status at the WTO — and why that label is a big f*ing deal.** Even though China’s the second-largest economy in the world, it still gets benefits meant for struggling nations. We break down how that status gives them trade advantages, longer timelines for environmental rules, subsidies, and why the U.S. and other countries are calling BS...
Learn 500+ key terms for the Series 7 and SIE Exam in this 3 part prep video! Whether you're just starting or need a deep review, this video breaks down must-know definitions for stocks, bonds, options, retirement accounts, annuities, investment companies, and more — all in plain English.
Dive into the fascinating world of stock market analysis as we explore bottom up investing and top down charts approaches! 📈 Learn how fundamental analysis shapes investment decisions, and discover why value investing remains a timeless strategy. This comprehensive guide to investment methodologies will help both new and experienced traders make informed decisions. #investing #stockmarket #analysis
Is FINRA's sponsorship requirement for the Series 7 exam holding people back? In this video, we dive into 10 powerful reasons why FINRA should allow anyone to take the Series 7 exam without needing a sponsor. From promoting diversity and leveling the playing field to helping career changers and reducing risk for employers, this policy change would benefit everyone.
Whether you're an aspiring financial professional or just curious a...
short video covering the big news on Wall Street for the week.
And that’s a wrap! ETFs bring low costs, transparency, and tax efficiency to the table, while Mutual Funds promise active management, stability, and expertise. It’s a clash of innovation versus tradition, efficiency versus strategy. Thanks to Sarah and Mark for the fireworks. Join us next time on Investing Inferno—where the debates are as hot as your portfolio should be!"
Welcome to Series 66 Showdown , where egos clash, and the gloves come off! Tonight’s matchup: Broker-Dealers versus Investment Advisors. One sells what you want; the other claims to act in your best interest. Who’s the hero, and who’s the villain? Let’s meet our fighters: Sarah, who believes commissions make the world go ’round, and Mark, who swears by fees and fiduciary duty. Let’s rumble!"
Well, there you have it! Broker-Dealer...
In this fiery debate, we pit General Obligation Bonds against Revenue Bonds in a no-holds-barred battle of municipal finance! Are GO Bonds the gold standard of safety and taxpayer backing, or are they just a debt burden waiting to happen? Can Revenue Bonds deliver higher yields and project-specific efficiency, or are they risky gambles dressed up as smart investments? With sharp arguments, biting humor, and a few low blows, our exp...
SIE exam overview part 1 Podcast episode
major securities regulations (Securities Acts of 1933, 1934, etc.) and their key provisions - Detailed explanations were provided on different types of securities including stocks, bonds, options, and their characteristics - Math concepts related to securities pricing, yields, and options were demonstrated - Practice questions were reviewed to show how concepts may be tested on the S...
To provide training and review key concepts for the SIE exam
Key Takeaways- Reviewed mutual funds, options, margin accounts, and other key topics
- Practiced sample exam questions and discussed correct answers/reasoning
- Instructor will hold an additional 1-hour Q&A session on Sunday or Monday evening
- Participants should focus on additional reading and knowledge building in the final week before the exam
SIE exam overview part 1 Podcast episode
major securities regulations (Securities Acts of 1933, 1934, etc.) and their key provisions - Detailed explanations were provided on different types of securities including stocks, bonds, options, and their characteristics - Math concepts related to securities pricing, yields, and options were demonstrated - Practice questions were reviewed to show how concepts may be tested on the S...
Join us for rebroadcast an exclusive Q&A session dedicated to all aspiring finance professionals. Whether you're tackling the Series 7, Series 63, Series 65, or Series 66 exams, this is your golden opportunity to get expert advice, study tips, and answers to all your burning questions. Our panel of seasoned finance professionals and educators are here to guide you through the complexities of FINRA and NASAA licensing exams, he...
Join us for a comprehensive 20-minute deep dive into the diverse world of mutual funds, tailored specifically for Series 7 and Series 6 exam takers, as well as finance enthusiasts. In this episode, we break down the various types of mutual funds, including equity funds, bond funds, money market funds, and hybrid funds. Learn about their unique characteristics, benefits, and risks to enhance your financial knowledge and ace your exa...
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