Series 7 Whisperer

Series 7 Whisperer

The Series 7 Whisperer is the voice in your head you wish you had while studying. Hosted by a retired NYSE trader and FINRA principal with 37 years on the Street, this podcast cuts through the noise to deliver the raw, real, and testable truths behind the Series 7 exam. No fluff. No filler. Just the stuff that gets you paid. Whether you’re cramming before test day or grinding through options, suitability, and regs, this is your shortcut to passing with swagger.

Episodes

July 17, 2025 54 mins

n this first installment of our Series 7 Content Outline walkthrough, we dive deep into Function 1 and Function 2—critical foundational areas that set the stage for success on the exam. 🚀 What You’ll Learn in This Video: Function 1: Seeks Business Learn the ins and outs of engaging new and existing clients effectively. We cover communication standards, marketing best practices, and regulatory approvals required under FINRA and SEC...

Mark as Played

I am going through the SIE exam content outline and covering the important topics 

Mark as Played
Mark as Played

 A casual conversation about Equities   Common, Preferred and ADRs

Mark as Played
May 7, 2025 15 mins

im trying out a new format... please let me know what you think in the comments

Mark as Played

Today we’re diving into a controversial global power play: how China claims “developing nation” status at the WTO — and why that label is a big f*ing deal.** Even though China’s the second-largest economy in the world, it still gets benefits meant for struggling nations. We break down how that status gives them trade advantages, longer timelines for environmental rules, subsidies, and why the U.S. and other countries are calling BS...

Mark as Played
Mark as Played

Learn 500+ key terms for the Series 7 and SIE Exam in this 3 part  prep video! Whether you're just starting or need a deep review, this video breaks down must-know definitions for stocks, bonds, options, retirement accounts, annuities, investment companies, and more — all in plain English.

Mark as Played

Dive into the fascinating world of stock market analysis as we explore bottom up investing and top down charts approaches! 📈 Learn how fundamental analysis shapes investment decisions, and discover why value investing remains a timeless strategy. This comprehensive guide to investment methodologies will help both new and experienced traders make informed decisions. #investing #stockmarket #analysis

Mark as Played
February 11, 2025 1 min
Mark as Played

Is FINRA's sponsorship requirement for the Series 7 exam holding people back? In this video, we dive into 10 powerful reasons why FINRA should allow anyone to take the Series 7 exam without needing a sponsor. From promoting diversity and leveling the playing field to helping career changers and reducing risk for employers, this policy change would benefit everyone.

Whether you're an aspiring financial professional or just curious a...

Mark as Played
January 26, 2025 2 mins

short video covering the big news on Wall Street for the week.

Mark as Played

And that’s a wrap! ETFs bring low costs, transparency, and tax efficiency to the table, while Mutual Funds promise active management, stability, and expertise. It’s a clash of innovation versus tradition, efficiency versus strategy. Thanks to Sarah and Mark for the fireworks. Join us next time on Investing Inferno—where the debates are as hot as your portfolio should be!"

Mark as Played

Welcome to Series 66 Showdown , where egos clash, and the gloves come off! Tonight’s matchup: Broker-Dealers versus Investment Advisors. One sells what you want; the other claims to act in your best interest. Who’s the hero, and who’s the villain? Let’s meet our fighters: Sarah, who believes commissions make the world go ’round, and Mark, who swears by fees and fiduciary duty. Let’s rumble!"

 

Well, there you have it! Broker-Dealer...

Mark as Played

In this fiery debate, we pit General Obligation Bonds against Revenue Bonds in a no-holds-barred battle of municipal finance! Are GO Bonds the gold standard of safety and taxpayer backing, or are they just a debt burden waiting to happen? Can Revenue Bonds deliver higher yields and project-specific efficiency, or are they risky gambles dressed up as smart investments? With sharp arguments, biting humor, and a few low blows, our exp...

Mark as Played

SIE exam overview part 1 Podcast episode 

 major securities regulations (Securities Acts of 1933, 1934, etc.) and their key provisions   - Detailed explanations were provided on different types of securities including stocks, bonds, options, and their characteristics   - Math concepts related to securities pricing, yields, and options were demonstrated   - Practice questions were reviewed to show how concepts may be tested on the S...

Mark as Played
September 16, 2024 117 mins
Meeting purpose

To provide training and review key concepts for the SIE exam

Key Takeaways
  • Reviewed mutual funds, options, margin accounts, and other key topics
  • Practiced sample exam questions and discussed correct answers/reasoning
  • Instructor will hold an additional 1-hour Q&A session on Sunday or Monday evening
  • Participants should focus on additional reading and knowledge building in the final week before the exam
T...
  • Mark as Played
    August 29, 2024 180 mins

    SIE exam overview part 1 Podcast episode 

     major securities regulations (Securities Acts of 1933, 1934, etc.) and their key provisions   - Detailed explanations were provided on different types of securities including stocks, bonds, options, and their characteristics   - Math concepts related to securities pricing, yields, and options were demonstrated   - Practice questions were reviewed to show how concepts may be tested on the S...

    Mark as Played

    Join us for rebroadcast  an exclusive Q&A session dedicated to all aspiring finance professionals. Whether you're tackling the Series 7, Series 63, Series 65, or Series 66 exams, this is your golden opportunity to get expert advice, study tips, and answers to all your burning questions. Our panel of seasoned finance professionals and educators are here to guide you through the complexities of FINRA and NASAA licensing exams, he...

    Mark as Played

    Join us for a comprehensive 20-minute deep dive into the diverse world of mutual funds, tailored specifically for Series 7 and Series 6 exam takers, as well as finance enthusiasts. In this episode, we break down the various types of mutual funds, including equity funds, bond funds, money market funds, and hybrid funds. Learn about their unique characteristics, benefits, and risks to enhance your financial knowledge and ace your exa...

    Mark as Played

    Popular Podcasts

      If you've ever wanted to know about champagne, satanism, the Stonewall Uprising, chaos theory, LSD, El Nino, true crime and Rosa Parks, then look no further. Josh and Chuck have you covered.

      Dateline NBC

      Current and classic episodes, featuring compelling true-crime mysteries, powerful documentaries and in-depth investigations. Follow now to get the latest episodes of Dateline NBC completely free, or subscribe to Dateline Premium for ad-free listening and exclusive bonus content: DatelinePremium.com

      New Heights with Jason & Travis Kelce

      Football’s funniest family duo — Jason Kelce of the Philadelphia Eagles and Travis Kelce of the Kansas City Chiefs — team up to provide next-level access to life in the league as it unfolds. The two brothers and Super Bowl champions drop weekly insights about the weekly slate of games and share their INSIDE perspectives on trending NFL news and sports headlines. They also endlessly rag on each other as brothers do, chat the latest in pop culture and welcome some very popular and well-known friends to chat with them. Check out new episodes every Wednesday. Follow New Heights on the Wondery App, YouTube or wherever you get your podcasts. You can listen to new episodes early and ad-free, and get exclusive content on Wondery+. Join Wondery+ in the Wondery App, Apple Podcasts or Spotify. And join our new membership for a unique fan experience by going to the New Heights YouTube channel now!

      The Clay Travis and Buck Sexton Show

      The Clay Travis and Buck Sexton Show. Clay Travis and Buck Sexton tackle the biggest stories in news, politics and current events with intelligence and humor. From the border crisis, to the madness of cancel culture and far-left missteps, Clay and Buck guide listeners through the latest headlines and hot topics with fun and entertaining conversations and opinions.

      The Bobby Bones Show

      Listen to 'The Bobby Bones Show' by downloading the daily full replay.

    Advertise With Us
    Music, radio and podcasts, all free. Listen online or download the iHeart App.

    Connect

    © 2025 iHeartMedia, Inc.