Daily Compliance News
Start your morning with Tom Fox, the Compliance Evangelist and Voice of Compliance who gives you an update on what is happening in the world of compliance. In five minutes, Tom reviews four of the top compliance, corruption or stories of business ethics you need to start your day. Grab a cup of copy, and stay in the loop!
Episodes
May 7, 2021 • 6 min
In today’s edition of Daily Compliance News:
Elizabeth Holmes doesn’t want jury to know of her wealth. (WSJ)
Fed concerned with risks and economy. (WaPo)
UBS chief says woman should follow him to CEO chair. (Bloomberg)
Do you have an AI Ethics Committee? (WSJ)
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May 6, 2021 • 7 min
In today’s edition of Daily Compliance News:
Facebook continues to ban Trump. (WSJ)
Goldman Sachs says get thee back to the office. (WaPo)
NRA move into bankruptcy may backfire spectacularly. (NYT)
FIFA manages to rid of prosecutor investigating it. (FT)
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May 5, 2021 • 6 min
In today’s edition of Daily Compliance News:
Shareholders say no to GE boss bonus. (WSJ)
DNB fined for AML violations. (WSJ)
Compliance taking larger role in ESG. (WSJ)
Double standard for CEOs (this is my shocked face). (FT)
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May 4, 2021 • 6 min
In today’s edition of Daily Compliance News:
Credit Suisse made only $17.5MM from Archegos. (FT)
Under Armour settles SEC accounting probe. (WSJ)
‘Epic’ Fortnite v. Apple court battle. (WSJ)
Sackler family seeks immunity for company actions. (NPR)
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May 3, 2021 • 7 min
In today’s edition of Daily Compliance News:
Chevron’s never ending litigation. (WSJ)
Basecamp steps in it. (WSJ)
CITGO 6 released to home arrest in Venezuela. (NYT)
Newsmax issues retraction. (NPR)
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May 1, 2021 • 6 min
In today’s edition of Daily Compliance News:
Chris Cestaro departs FCPA Unit. (WSJ)
Siemens gets new CCO. (WSJ)
Roadblocks to tech upgrade in Federal Government. (WSJ)
EU accuses Apple of anti-competitive behavior. (NYT)
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April 29, 2021 • 7 min
In today’s edition of Daily Compliance News:
Disneyland reopening. (NYT)
Oh out at SEC. (Radical Compliance)
Biden and can-do unity. (Bloomberg)
Farewell to AOL and YaHoo!? (WSJ)
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April 28, 2021 • 7 min
In today’s edition of Daily Compliance News:
Biden Administration to increase FinCEN budget by 50%. (DeCrypt)
Archegos losses over $10bn. (FT)
Will Trump’s accountant flip? (FT)
Of IPOs and customer service. (WSJ)
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April 27, 2021 • 6 min
In today’s edition of Daily Compliance News:
SFO prosecution collapses. (WSJ)
UK blacklists for corruption. (WSJ)
Investors target Credit Suisse Board over risk failures. (WSJ)
No book deals for ex-Trump Administration? (WSJ)
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April 22, 2021 • 6 min
In today’s edition of Daily Compliance News:
Do you know who owns your stock? (WSJ)
The con artist lives on. (WaPo)
Can (or perhaps will) JPMorgan improve working conditions? (NYT)
What happens when you swim with sharks? (FT)
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April 21, 2021 • 6 min
In today’s edition of Daily Compliance News:
Super Duper Soccer League collapses. (WSJ)
JBS US, still in hot water, hires new GC. (WSJ)
World Banks grants early lifting of sanctions on SNC-Lavalin? (WSJ)
Spies using LinkedIn. (WSJ)
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April 20, 2021 • 6 min
In today’s edition of Daily Compliance News:
HSBC senior execs move to hot desks. (FT)
EY in deeper trouble over Wirecard audits. (FT)
When is internal investigation not privileged? (FT)
Business with purpose. (FT)
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April 19, 2021 • 7 min
In today’s edition of Daily Compliance News:
Did JPMorgan force out a whistleblower? (NY Post)
Do you miss office gossip? (WSJ)
Drug makers in opioid trial. (WSJ)
Are treadmills dangerous? (NYT)
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April 17, 2021 • 7 min
In today’s edition of Daily Compliance News:
Can a dog-eat-dog culture change? (WSJ)
Value of whistleblowing culture. (WSJ)
Jan Marsalek-Triple agent? (FT)
How corrupt is British politics? (FT)
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April 16, 2021 • 6 min
In today’s edition of Daily Compliance News:
Biden Administration brings the hammer down with Russia sanctions. (WSJ)
Bezos says Amazon needs culture reset. (WSJ)
Golden age of tax evasion over? (FT)
What is wisdom? (NYT)
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April 15, 2021 • 6 min
In today’s edition of Daily Compliance News:
Bernie Madoff dies. (WSJ)
Gensler confirmed. (WaPo)
HSBC moves senior management from London to Hong Kong. (FT)
The $100bn player (Coinbase). (CNN)
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April 14, 2021 • 7 min
In today’s edition of Daily Compliance News:
What is imperfect sustainability? (FT)
What does ESG mean, really? (FT)
Ishaguro and AI at the workplace. (FT)
Get ahead of change. (FT)
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April 13, 2021 • 7 min
In today’s edition of Daily Compliance News:
Boeing shareholders want more BOD changes. (WSJ)
New CIO challenges in returning to work. (WSJ)
Archegos-What is Compliance? (NYT)
GA on the mind of Hollywood. (WaPo)
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April 12, 2021 • 7 min
In today’s edition of Daily Compliance News:
Preet Bharara podcast empire sold. (WSJ)
US businesses to fight voter suppression laws. (WSJ)
Did Google use inside information to purchase/sell ads? (WSJ)
Supply chain SW provider to IPO. (WSJ)
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April 10, 2021 • 7 min
In today’s edition of Daily Compliance News:
When is a world record not a world record? (NYT)
How will the WSJ focus going forward? (NYT)
FinCen budget increase proposed? (WSJ)
Export control sanctions slapped on Chinese firms. (WaPo)
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