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May 6, 2025 12 mins

Join Oyster experts as they provide real-world insight into the shifting CAT and CAIS landscape, including:

  • The current regulatory focus on removing PII information from CAIS reporting
  • Implementation uncertainty - where FINRA guidance falls short
  • Member firms grappling with the scope of PII removal at account and customer levels
  • Blue sheets and CAIS - redundant reporting and integration challenges
  • CAT reporting's critical role in market surveillance during volatile trading periods
  • How the multi-year phased implementation approach provides a potential model for future regulations


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