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June 14, 2022 21 mins

Preparing for the SEC’s New Marketing Rule with Wayne Davis of Tannenbaum Helpern 

 Welcome to PrimeAlpha's interview series, where we will share insights from industry practitioners discussing their journey and their discoveries. I would like to introduce Wayne Davis, Chair of Tannenbaum Helpern's Investment Management Practice, Co-chair of Business and Finance, and a member of the Firm's Management Committee. 

Wayne’s practice focuses on advising clients with respect to the formation and ongoing operation of a broad range of private investment vehicles, minority, and majority asset manager acquisitions and dispositions, and “upper tier” management arrangements.

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