Balancing Compliance & Client Interests: A Conversation with Jon Simone

Wealth Harmony with April Turch, Ep 15

In this episode of Wealth Harmony, April Turch speaks with Jon Simone, a Senior Sales Solution Consultant at MCO (MyComplianceOffice).

Tune in to the episode to hear about:

*The importance of ethical decision-making and navigating gray areas in compliance

* The significance of proactive policy-making and staying vigilant amid regulatory changes and uncertainty

* How clients can evaluate advisors based on values and compliance, likening the process to dating where alignment is crucial

* Jon’s definition of "wealth harmony" as a balance that one can comfortably live with, noting that values and harmony evolve over time

Learn more about Jon Simone:

 * Connect with Jon on LinkedIn: https://www.linkedin.com/in/jon-j-simone-cscp%C2%AE-11635216

 * Visit MyComplianceOffice Ltd.’s website: https://mco.mycomplianceoffice.com

 * Email: [e-mail]

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About Wealth Harmony:

Our objective is to share meaningful insights on ways we help our clients and community reduce stress and focus on what is important. 

Watch or listen to more episodes of Wealth Harmony:

 * YouTube: https://www.youtube.com/playlist?list=PLeWndA5j_QY2dxLdnTNd6_E1PB7-x25pU

 * Apple: https://podcasts.apple.com/us/podcast/wealth-harmony/id1731849327

 * Spotify: https://open.spotify.com/show/0ZyFln0bDfUevP3Rg0CO3D

 * iHeart Radio: https://iheart.com/podcast/214975574

 * Website: https://wolfgroupcapital.com/podcast

Connect and learn more from your host, April Turch:

 * Website: https://wolfgroupcapital.com/

 * LinkedIn: https://www.linkedin.com/in/aprilturch/

 * Email: [e-mail]

 * Facebook: ​​https://www.facebook.com/wolfgroupcapital

DISCLAIMER:

The views expressed on this program are not necessarily the views of this station. All content presented is for educational purposes only and should not be construed as an endorsement of any third party or such third party’s views, or as a solicitation or offer to sell securities or provide investment, tax, legal, or consulting services, and should not be acted upon without obtaining specific advice from a qualified professional. We believe the information presented to be reliable but is not guaranteed as to its accuracy or completeness. All examples are hypothetical and for illustrative purposes only. Any opinions or statements by third parties are their own and may not be representative of the experience of others or indicative of future investment performance or success. No compensation has been exchanged for any testimonials, endorsements, and/or recognitions. Past performance is not a guarantee of future results.