Wealth Harmony with April Turch, Episode 12
In this episode of Wealth Harmony, April Turch speaks with Ellen Bruno, Founder and Head of Compliance Advisor Professionals, a compliance consulting firm dedicated to helping investment professionals and investment advisory firms meet their regulatory compliance needs. Ellen has over 18 years of experience in compliance consulting for investment advisory firms, specializing in helping them stay in line with SEC regulations.
Tune in to the episode to hear about:
* Ellen's journey from being a neophyte accountant to founding her own compliance consulting firm, specializing in working with investment advisory firms
* The concept of diminished capacity with an emphasis that it's not solely related to aging but can result from various factors
* The importance of having early conversations with clients and their families about what steps to take if signs of diminished capacity appear
* The need for ongoing conversations and support, including financial coaching, to help individuals with disabilities navigate their finances effectively
Learn more about Ellen Bruno:
* Connect with Ellen Bruno on Linkedin: https://www.linkedin.com/in/ellen-m-bruno-8833702
* Visit Compliance Advisor Professionals’s website: https://www.complianceadv.com
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About Wealth Harmony:
Our objective is to share meaningful insights on ways we help our clients and community reduce stress and focus on what is important.
Watch more episodes of Wealth Harmony:
* YouTube: https://www.youtube.com/playlist?list=PLeWndA5j_QY2dxLdnTNd6_E1PB7-x25pU
* Apple Podcasts: https://podcasts.apple.com/us/podcast/wealth-harmony/id1731849327
* Website: https://wolfgroupcapital.com/podcast
Connect and learn more from your host, April Turch:
* Website: https://wolfgroupcapital.com
* LinkedIn: https://www.linkedin.com/in/aprilturch
* Email: aturch@wolfgroupcapital.com
* Facebook: https://www.facebook.com/wolfgroupcapital
DISCLAIMER:
The views expressed on this program are not necessarily the views of this station. Content is for educational purposes only. All content presented is for educational purposes only and should not be construed as an endorsement of any third party or such third party’s views, or as a solicitation or offer to sell securities or provide investment, tax, legal, or consulting services, and should not be acted upon without obtaining specific advice from a qualified professional. We believe the information presented to be reliable but is not guaranteed as to its accuracy or completeness. All examples are hypothetical and for illustrative purposes only. Any opinions or statements by third parties are their own and may not be representative of the experience of others or indicative of future investment performance or success. No compensation
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