Culture of Compliance

Frazier & Deeter's Culture of Compliance podcast explores compliance as a competitive advantage in today's marketplace. Culture of Compliance was recently named #1 in "Top 25 Regulatory Compliance Podcasts You Must Follow in 2020" by Feedspot.

Episodes

Keeping Up with Compliance Trends

January 12, 2022 • 13 mins

What's new in the compliance industry and how can compliance leaders keep up with their peers? Sabrina Serafin interviews Carrie Penman, Chief Risk & Compliance at NAVEX Global, a worldwide leader in integrated risk and compliance management software services. Carrie presents the most interesting findings for NAVEX Global's annual risk & compliance benchmark report as well as additional advice for compliance l...

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Fintech & Anti-Money Laundering with NASDAQ

December 14, 2021 • 18 mins

As financial criminals get smarter, so does the technology. Sabrina Serafin interviews Valerie Bannert-Thurner, Head of Anti-Financial Crime Technology at NASDAQ to discuss the NASDAQ's annual compliance survey as well as their anti-financial crime efforts.

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Introducing ESG to Your Company

November 30, 2021 • 12 mins

ESG or Environmental, Social and Governance is becoming a major part of the corporate vocabulary, but what does it mean? Sabrina Serafin interviews Laura Wanlass, Senior Client Partner and the Global Corporate Governance & ESG Advisory Practice Leader at AON. Laura defines ESG and explains why it is important to companies.

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Enterprise Risk on a Budget

September 28, 2021 • 10 mins

"Denial is never a good strategy." How do you understand and try to address risk across an organization? Sabrina Serafin interviews Kristi Atwater, SVP of Internal Audit of Everi Holdings, about Enterprise Risk Management including advice for starting up the ERM function.

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Security as a Founding Principle

September 14, 2021 • 9 mins

As startups, entrepreneurs may find it difficult to set aside business development to focus on security.

In this episode, Sabrina Serafin interviews Christina Cacioppo, Founder and CEO of Vanta, a SaaS solution that recently raised $50 Million in Series A funding. With her experience in early-stage venture capital and technology startups, Christina discusses the importance of establishing a security and compliance mindset and how ...

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State Data Privacy Laws: A Moving Target

August 31, 2021 • 13 mins

As more states introduce new data privacy legislation, it is hard to keep up. Jodi Daniels from Red Clover Advisors returns to discuss recent updates and which states could have new legislation by the end of 2021.

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The Challenge of Ransomware

August 17, 2021 • 15 mins

Ransomware is the #1 cyber risk of 2021 with estimates that 50% of all businesses have been hit. On this episode of Culture of Compliance Sabrina Serafin interviews Skeet Spillane of Pillar Technology Partners about the magnitude of the problem and how to protect your business.

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Did the Pandemic Affect Promotability?

August 3, 2021 • 15 mins

Changing work environments and work cultures due to the pandemic impacted how everyone sees their careers. Amii Barnard-Bahn, Executive Coach and former Fortune Global 50 executive, returns to discuss the impact of the pandemic on promotability.