In this episode, we speak with Richard Green from AssetQ about the obligations firms have under the Consumer Duty to monitor, gather and exchange information with others in their distribution chains. We cover a brief outline of the key data and monitoring obligations under the Duty, high level guiding principles, examples of specific data points you might want to consider for each of the four outcomes, some thoughts on monitoring and assurance, and exchanging information with others in the chain.
This episode features counsel Sara Cody and senior associate Duncan Campbell, both from Linklaters' financial regulation team in London.
Click here to learn more about AssetQ’s offering.
And visit Linklaters’ Consumer Duty webpage for all our insights on the Consumer Duty.
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